"The Facebook IPO"

Bryan Myers, a jet-setting ✈️ businessman with multiple Porsche and BMW dealerships 🚗 craves a slice of the most anticipated IPO in History - the Facebook revolution. 🛜

1️⃣ - Client directly instructs Gregg, his Financial Advisor, verbally AND with EMAIL INSTRUCTIONS to
“Sell all his stock and buy it…”
up to $250,000 worth of Facebook shares, with $240,000 filled. ✅

2️⃣ - Prior to the opening bell, client leaves a RECORDED voicemail message ☎️
“Sell it when it doubles”

However, Facebook's stock Traded Lower, thwarting Myers' plans to Double (2x) his Investment.

3️⃣ - Facebook's IPO stock continued to trade lower. ⬇️
Gregg emails the Trade Confirmation & Myers email response was
"So you make 6k and I lose 6k ???? wtf!."
The Myers' Debit was 234,000 with a 61,000 trading lose in the account.

FYI - Client was Attempting to Engage in an illegal 🚨 "Free Ride" scheme
(Purchase & Selling same Security, hopefully Higher, the same Day)
with NO Intention to Pay. 💵

The Debt lingers, leading to a tense Conference Call to collect the funds with Branch Manager, Brian Reichberg and the deadbeat client, Myers.
They spoke Payment Options and made Arrangements. - NOTHING DONE

Legal Engaged in Separate Conversations.
NOTHING was DONE, the Client - FAILED TO PAY.

➡️ As per FINRA Rules - Compliance Instructed Operations to "SELL THE STOCK at the MARKET Price" Equating to a 60k Trading Loss.
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➡️ Firm LAWYERS proceeded to question Gregg on ALL the Evidence. Emails, Documents, Text Messages, Voicemail Messages and Phone Call Recordings.

The immediate Outcome -
LEGAL HOLD
was now Placed on Account.
Gregg was Instructed to Immediately Cease contact with Client, pending Legal Action.

The Debt festered in account for 3 years.
Legal Department Took Charge & Silenced Me when Questioned.
⛔ FINRA Violation ⛔ Proper Protocol is: Journaling (Moving) the Trade to the Firms "Error Account."
Daily Compliance & Operations Reminders were Sent to Gregg, while Firm Collected 10,000 Margin Interest for 3 years.

9 Months Following a Malicious Termination, a Mysterious "ORAL" COMPLAINT surfaces Alleging

"UNAUTHORIZED TRADING"

The Manufactured Complaint is 4 years after the Trade Date, Defenseless and Shattering Gregg's Career. 💔

Gregg was now Un-Employable 😡
To through insult to injury - This was the culmination after a bitter 40,000 settlement that was extracted from Greggs funds to Cover the Majority of the remaining Debt. 😡

In Summation, over 3 years after the Facebook IPO trade...

1️⃣ I was forced to pay clients remaining 40,000 Debit from MY OWN Salary 2️⃣ NO paycheck - 4 months.
3️⃣ Oppenheimer Manufactures a Client Complaint to Cover-Up their own Wrongdoings - Gregg was Defenseless
4️⃣ Oppenheimer returns a 61,000 Settlement to the client (basically from Gregg's OWN Earnings)
5️⃣ Gregg receives a Career Ending "UNAUTHORIZED TRADE Violation" marked on his Official License - 4 years later.
6️⃣ FIRM MADE 10,000 in Margin Interest!!

➡️ Re-Read that again!!! ⬆️

This story exposes a web 🕷️ of Regulatory Violations, Falsifying and Dishonest Regulatory Reporting & leaving Gregg to correct the Public Record - In the Public 📢

"The Facebook IPO" is a gripping tale of Ambition, Betrayal, Set-Up, Collusion, Lies, Recordings, False Regulatory Reporting's (with Career Ending Consequences) and the high cost of Greed in the Financial World.

Should These Lawyers Be DISBARRED?

What Would You Do?
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